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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 754 (Employees' Discretion as to Customers' Accounts)

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: July 26, 2016

Resources

Notice Rule: SEC Issued Version (pdf 110.79 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 22, 2016

File Number

SR-Phlx-2016-78

Rule Type

Notice

Release Number

34-78419

SEC Issue Date

July 26, 2016

Federal Register Publish Date

Aug. 1, 2016

Document Citation

81 FR 50582

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 754 (Employees' Discretion as to Customers' Accounts)

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 754 (Employees' Discretion as to Customers' Accounts)

Resources

Details