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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories and To Retire Other Registration Categories

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Nov. 10, 2015

Resources

Notice Rule: SEC Issued Version (pdf 136.82 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 8, 2015

File Number

SR-Phlx-2015-92

Rule Type

Notice

Release Number

34-76414

SEC Issue Date

Nov. 10, 2015

Federal Register Publish Date

Nov. 17, 2015

Document Citation

80 FR 71903

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories and To Retire Other Registration Categories

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories and To Retire Other Registration Categories

Resources

Details