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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Move the Rule Text of Current Rule 1070, Customer Complaints, Into Rule 1028, Confirmations, To Accommodate an Upcoming Rulebook Reorganization

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: April 2, 2015

Resources

Notice Rule: SEC Issued Version (pdf 34.97 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 29, 2015

File Number

SR-PHLX-2015-31

Rule Type

Notice

Release Number

34-74631

SEC Issue Date

April 2, 2015

Federal Register Publish Date

April 8, 2015

Document Citation

80 FR 18875

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Move the Rule Text of Current Rule 1070, Customer Complaints, Into Rule 1028, Confirmations, To Accommodate an Upcoming Rulebook Reorganization

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Move the Rule Text of Current Rule 1070, Customer Complaints, Into Rule 1028, Confirmations, To Accommodate an Upcoming Rulebook Reorganization

Resources

Details