Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(4) of Rule 640, Continuing Education for Registered Persons

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Jan. 12, 2016

Resources

Notice Rule: SEC Issued Version (pdf 126.37 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 9, 2016

File Number

SR-Phlx-2015-118

Rule Type

Notice

Release Number

34-76880

SEC Issue Date

Jan. 12, 2016

Federal Register Publish Date

Jan. 19, 2016

Document Citation

81 FR 2928

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(4) of Rule 640, Continuing Education for Registered Persons

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(4) of Rule 640, Continuing Education for Registered Persons

Resources

Details