Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Two Features Relating to Complex Orders

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

Submit a Comment on SR-Phlx-2013-121

Last Reviewed or Updated: Dec. 17, 2013

Resources

Notice Rule: SEC Issued Version (pdf 41.83 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 13, 2014

File Number

SR-Phlx-2013-121

Rule Type

Notice

Release Number

34-71108

SEC Issue Date

Dec. 17, 2013

Federal Register Publish Date

Dec. 23, 2013

Document Citation

78 FR 77514

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Two Features Relating to Complex Orders

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Two Features Relating to Complex Orders

Public Comments

Resources

Details