Notice Rule

Notice of Filing of Proposed Rule Change To Amend Rules 1064 and 1080 To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

Submit a Comment on SR-Phlx-2013-106

Title

Notice of Filing of Proposed Rule Change To Amend Rules 1064 and 1080 To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

Release Number

34-70821

SEC Issue Date

Nov. 6, 2013

Federal Register Publish Date

Nov. 13, 2013

Document Citation

78 FR 68126

Resources

Notice Rule: SEC Issued Version (pdf 45.86 KB)

Notice Rule: Federal Register Version

Rel. No. 34-71177

View Received Comments

Last Reviewed or Updated: Nov. 6, 2013

Resources

Notice Rule: SEC Issued Version (pdf 8.73 KB)

Notice Rule: Federal Register Version

Rel. No. 34-70821

Details

Public Comments Due

Dec. 4, 2013

File Number

SR-Phlx-2013-106

Rule Type

Notice

Release Number

34-71177

SEC Issue Date

Dec. 23, 2013

Federal Register Publish Date

Dec. 30, 2013

Document Citation

78 FR 79534

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend Rules 1064 and 1080 To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

Public Comments

Resources

Resources

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More in this Section

Notice of Filing of Proposed Rule Change To Amend Rules 1064 and 1080 To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

Public Comments

Notice Rule (34-70821)

Resources

Resources

Details