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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Cap on Dividend, Merger and Short Stock Interest Strategies

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Jan. 12, 2011

Resources

Notice Rule: SEC Issued Version (pdf 36.53 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 10, 2011

File Number

SR-Phlx-2011-01

Rule Type

Notice

Release Number

34-63712

SEC Issue Date

Jan. 12, 2011

Federal Register Publish Date

Jan. 20, 2011

Document Citation

76 FR 3682

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Cap on Dividend, Merger and Short Stock Interest Strategies

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Cap on Dividend, Merger and Short Stock Interest Strategies

Resources

Details