Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Dec. 7, 2005

Resources

Notice Rule: SEC Issued Version (pdf 29.01 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 4, 2006

File Number

SR-Phlx-2005-71

Rule Type

Notice

Release Number

34-52916

SEC Issue Date

Dec. 7, 2005

Federal Register Publish Date

Dec. 14, 2005

Document Citation

70 FR 74083

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program

Resources

Details