Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Aug. 1, 2005

Resources

Notice Rule: SEC Issued Version (pdf 35.78 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 30, 2005

File Number

SR-Phlx-2005-32

Rule Type

Notice

Release Number

34-52187

SEC Issue Date

Aug. 1, 2005

Federal Register Publish Date

Aug. 9, 2005

Document Citation

70 FR 46255

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders

Resources

Details