Order Rule

Notice of Filing of Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Title

Release Number

34-50591

SEC Issue Date

Oct. 26, 2004

Federal Register Publish Date

Nov. 1, 2004

Document Citation

69 FR 63427

Resources

Notice Rule: SEC Issued Version (pdf 114.85 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50832

Last Reviewed or Updated: Oct. 26, 2004

Resources

Order Rule: SEC Issued Version (pdf 48.98 KB)

Order Rule: Federal Register Version

Rel. No. 34-50591

Details

File Number

SR-Phlx-2004-62

Rule Type

Order

Release Number

34-50832

SEC Issue Date

Dec. 9, 2004

Federal Register Publish Date

Dec. 17, 2004

Document Citation

69 FR 75584

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place

Resources

Resources

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Notice of Filing of Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place

Notice Rule (34-50591)

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