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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuing Education Requirements for Registered Persons

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Sept. 9, 2004

Resources

Notice Rule: SEC Issued Version (pdf 148.49 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 7, 2004

File Number

SR-Phlx-2004-54

Rule Type

Notice

Release Number

34-50336

SEC Issue Date

Sept. 9, 2004

Federal Register Publish Date

Sept. 16, 2004

Document Citation

69 FR 55862

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuing Education Requirements for Registered Persons

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuing Education Requirements for Registered Persons

Resources

Details