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Notice Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. To Amend Rules Relating to the Minimum Net Capital for Specialists in Index Fund Shares

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: April 21, 2004

Resources

Notice Rule: SEC Issued Version (pdf 103.74 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 19, 2004

File Number

SR-Phlx-2003-54

Rule Type

Notice

Release Number

34-49587

SEC Issue Date

April 21, 2004

Federal Register Publish Date

April 28, 2004

Document Citation

69 FR 23246

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. To Amend Rules Relating to the Minimum Net Capital for Specialists in Index Fund Shares

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. To Amend Rules Relating to the Minimum Net Capital for Specialists in Index Fund Shares

Resources

Details