Order Rule

Notice of Filing of a Proposed Rule Change by To Adopt Rules 1701-1712 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

National Securities Exchanges, MIAX PEARL, LLC (PEARL)

Title

Release Number

34-79938

SEC Issue Date

Feb. 2, 2017

Federal Register Publish Date

Feb. 8, 2017

Document Citation

82 FR 9929

Resources

Notice Rule: SEC Issued Version (pdf 404.53 KB)

Notice Rule: Federal Register Version

Exhibit 5

Last Reviewed or Updated: Feb. 2, 2017

Resources

Order Rule: SEC Issued Version (pdf 409.64 KB)

Order Rule: Federal Register Version

Rel. No. 34-79949

Rel. No. 34-79932

Rel. No. 34-79953

Rel. No. 34-79950

Rel. No. 34-79967

Rel. No. 34-79937

Rel. No. 34-79938

Rel. No. 34-79935

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Rel. No. 34-79907

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Rel. No. 34-79944

Rel. No. 34-79927

Rel. No. 34-79962

Rel. No. 34-79933

Rel. No. 34-79965

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements

Details

Public Comments Due

March 1, 2017

File Number

SR-PHLX-2017-07

Rule Type

Order

Release Number

34-80256

SEC Issue Date

March 15, 2017

Federal Register Publish Date

March 21, 2017

Document Citation

82 FR 14526

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change by To Adopt Rules 1701-1712 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Resources

Resources

Details

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Notice of Filing of a Proposed Rule Change by To Adopt Rules 1701-1712 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Notice Rule (34-79938)

Resources

Resources

Details