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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms Through the CRD

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: March 18, 2005

Resources

Notice Rule: SEC Issued Version (pdf 85.63 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 18, 2005

File Number

SR-PCX-2005-10

Rule Type

Notice

Release Number

34-51398

SEC Issue Date

March 18, 2005

Federal Register Publish Date

March 28, 2005

Document Citation

70 FR 15672

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms Through the CRD

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms Through the CRD

Resources

Details