Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend PCX Equities, Inc. Rule 4.5 To Require All Financial/Operations Principals of PCXE ETP Firms To Successfully Complete the Series 27 Examination and All Compliance Supervisors of PCXE ETP Firms To Successfully Complete the Series 24 Examination

National Securities Exchanges, NYSE Arca (NYSEARCA)

Title
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend PCX Equities, Inc. Rule 4.5 To Require All Financial/Operations Principals of PCXE ETP Firms To Successfully Complete the Series 27 Examination and All Compliance Supervisors of
Release Number
34-50818
SEC Issue Date
Federal Register Publish Date
Document Citation

69 FR 74558

Resources

Notice Rule: SEC Issued Version (pdf 92.99 KB)
Notice Rule: Federal Register Version
Rel. No. 34-51038

Last Reviewed or Updated: Dec. 7, 2004