Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Notification Requirements for Offerings of Securities Pursuant to Regulation M

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Nov. 15, 2004

Resources

Notice Rule: SEC Issued Version (pdf 116.81 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 10, 2004

File Number

SR-PCX-2004-102

Rule Type

Notice

Release Number

34-50662

SEC Issue Date

Nov. 15, 2004

Federal Register Publish Date

Nov. 19, 2004

Document Citation

69 FR 67770

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Notification Requirements for Offerings of Securities Pursuant to Regulation M

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Notification Requirements for Offerings of Securities Pursuant to Regulation M

Resources

Details