Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan To Implement New Policies Regarding Reporting and Usage-Based Vendor Fees

Joint Industry Plans, National Market System Plans (NMS)

Last Reviewed or Updated: June 28, 2023

Resources

Notice Rule: SEC Issued Version (pdf 66.48 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 19, 2011

File Number

SR-OPRA-2011-03

Rule Type

Notice

Release Number

34-65794

SEC Issue Date

Nov. 21, 2011

Federal Register Publish Date

Nov. 28, 2011

Document Citation

76 FR 72989

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan To Implement New Policies Regarding Reporting and Usage-Based Vendor Fees

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan To Implement New Policies Regarding Reporting and Usage-Based Vendor Fees

Resources

Details