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Notice Rule

Notice of Filing of Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2023-007

Last Reviewed or Updated: March 15, 2024

Resources

Notice Rule: SEC Issued Version (pdf 331.88 KB)

Exhibit 3a

Exhibit 5a

Details

Public Comments Due

Sept. 20, 2023

File Number

SR-OCC-2023-007

Rule Type

Notice

Release Number

34-98215

SEC Issue Date

Aug. 24, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation

Public Comments

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation

Public Comments

Resources

Details