Notice Rule

Notice Relating to OCC's Establishment of Persistent Minimum Skin-In-The-Game

Registered Clearing Agencies, The Options Clearing Corporation (OCC-AN)

Public Comments

Submit a Comment on SR-OCC-2021-801

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Title

Notice Relating to OCC's Establishment of Persistent Minimum Skin-in-the-Game

Release Number

34-91491

SEC Issue Date

April 7, 2021

Federal Register Publish Date

April 12, 2021

Document Citation

86 FR 19061

Resources

Notice Rule: SEC Issued Version (pdf 165.13 KB)

Notice Rule: Federal Register Version

Last Reviewed or Updated: Feb. 1, 2024

Resources

Notice Rule: SEC Issued Version (pdf 323.92 KB)

Notice Rule: Federal Register Version

Exhibit 5a

Details

Public Comments Due

March 16, 2021

File Number

SR-OCC-2021-801

Rule Type

Notice

Release Number

34-91184

SEC Issue Date

Feb. 23, 2021

Federal Register Publish Date

March 1, 2021

Document Citation

86 FR 12057

Rules & Regulations

Enforcement & Litigation

Compliance

Notice Relating to OCC's Establishment of Persistent Minimum Skin-In-The-Game

Public Comments

Resources

Resources

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Notice Relating to OCC's Establishment of Persistent Minimum Skin-In-The-Game

Public Comments

Notice Rule (34-91491)

Resources

Resources

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