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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2021-013

Last Reviewed or Updated: Dec. 23, 2021

Resources

Notice Rule: SEC Issued Version (pdf 184.93 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 19, 2022

File Number

SR-OCC-2021-013

Rule Type

Notice

Release Number

34-93867

SEC Issue Date

Dec. 23, 2021

Federal Register Publish Date

Dec. 29, 2021

Document Citation

86 FR 74153

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy

Public Comments

Resources

Details