Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2021-010

Last Reviewed or Updated: Oct. 27, 2021

Resources

Notice Rule: SEC Issued Version (pdf 374.77 KB)

Notice Rule: Federal Register Version

Exhibit 5a

Exhibit 5b

Exhibit 5a

Exhibit 5b

Details

Public Comments Due

Nov. 23, 2021

File Number

SR-OCC-2021-010

Rule Type

Notice

Release Number

34-93436

SEC Issue Date

Oct. 27, 2021

Federal Register Publish Date

Nov. 2, 2021

Document Citation

86 FR 60499

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel

Public Comments

Resources

Details