Notice Rule

Notice of Filing of Proposed Rule Change To Adopt the OCC Third-Party Risk Management Framework and Retire the OCC Counterparty Credit Risk Management Framework

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2020-014

Title

Order Approving Proposed Rule Change To Adopt the OCC Third-Party Risk Management Framework and Retire the OCC Counterparty Credit Risk Management Framework

Release Number

34-90797

SEC Issue Date

Dec. 23, 2020

Federal Register Publish Date

Dec. 30, 2020

Document Citation

85 FR 86592

Resources

Order Rule: SEC Issued Version (pdf 229.93 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: Nov. 12, 2020

Resources

Notice Rule: SEC Issued Version (pdf 237.84 KB)

Notice Rule: Federal Register Version

Exhibit 5a

Details

Public Comments Due

Dec. 9, 2020

File Number

SR-OCC-2020-014

Rule Type

Notice

Release Number

34-90406

SEC Issue Date

Nov. 12, 2020

Federal Register Publish Date

Nov. 18, 2020

Document Citation

85 FR 73582

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt the OCC Third-Party Risk Management Framework and Retire the OCC Counterparty Credit Risk Management Framework

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Adopt the OCC Third-Party Risk Management Framework and Retire the OCC Counterparty Credit Risk Management Framework

Public Comments

Order Rule (34-90797)

Resources

Resources

Details