Notice Rule

Notice of Filing of Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2020-008

Title

Order Approving Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process

Release Number

34-89809

SEC Issue Date

Sept. 10, 2020

Federal Register Publish Date

Sept. 16, 2020

Document Citation

85 FR 57897

Resources

Order Rule: SEC Issued Version (pdf 224.42 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: July 24, 2020

Resources

Notice Rule: SEC Issued Version (pdf 175.81 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 20, 2020

File Number

SR-OCC-2020-008

Rule Type

Notice

Release Number

34-89393

SEC Issue Date

July 24, 2020

Federal Register Publish Date

July 30, 2020

Document Citation

85 FR 45943

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process

Public Comments

Order Rule (34-89809)

Resources

Resources

Details