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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning an Agreement for Clearing and Settlement Services Between The Options Clearing Corporation and Small Exchange, Inc.

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2019-011

Last Reviewed or Updated: Dec. 17, 2019

Resources

Notice Rule: SEC Issued Version (pdf 179.29 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 13, 2020

File Number

SR-OCC-2019-011

Rule Type

Notice

Release Number

34-87774

SEC Issue Date

Dec. 17, 2019

Federal Register Publish Date

Dec. 23, 2019

Document Citation

84 FR 70602

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning an Agreement for Clearing and Settlement Services Between The Options Clearing Corporation and Small Exchange, Inc.

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning an Agreement for Clearing and Settlement Services Between The Options Clearing Corporation and Small Exchange, Inc.

Public Comments

Resources

Details