Notice Rule

Notice Concerning Enhanced and New Tools for Recovery Scenarios

Registered Clearing Agencies, The Options Clearing Corporation (OCC-AN)

Public Comments

View Received Comments

Title

Notice of Filing of Amendments No. 1 and 2 to Advance Notice Concerning Enhanced and New Tools for Recovery Scenarios

Release Number

34-83761

SEC Issue Date

Aug. 1, 2018

Federal Register Publish Date

Aug. 7, 2018

Document Citation

83 FR 38738

Resources

Notice Rule: SEC Issued Version (pdf 280.83 KB)

Notice Rule: Federal Register Version

Exhibit 5a

Exhibit 5b

Title

Notice of No Objection to Advance Notice, as Modified by Amendment No. 2, Concerning Enhanced and New Tools for Recovery Scenarios

Release Number

34-83927

SEC Issue Date

Aug. 23, 2018

Federal Register Publish Date

Aug. 29, 2018

Document Citation

83 FR 44083

Resources

Notice Rule: SEC Issued Version (pdf 252.34 KB)

Notice Rule: Federal Register Version

Last Reviewed or Updated: Jan. 17, 2018

Resources

Notice Rule: SEC Issued Version (pdf 268.48 KB)

Notice Rule: Federal Register Version

Exhibit 5a

Details

Public Comments Due

Feb. 13, 2018

File Number

SR-OCC-2017-809

Rule Type

Notice

Release Number

34-82513

SEC Issue Date

Jan. 17, 2018

Federal Register Publish Date

Jan. 23, 2018

Document Citation

83 FR 3244

Rules & Regulations

Enforcement & Litigation

Compliance

Notice Concerning Enhanced and New Tools for Recovery Scenarios

Public Comments

Resources

Resources

Resources

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More in this Section

Notice Concerning Enhanced and New Tools for Recovery Scenarios

Public Comments

Notice Rule (34-83761)

Resources

Notice Rule (34-83927)

Resources

Resources

Details