Notice Rule

Notice Concerning Enhancements to the Risk Management Framework Applied to the Clearance of Confirmed Trades Executed in Extended and Overnight Trading Sessions

Registered Clearing Agencies, The Options Clearing Corporation (OCC-AN)

Title

Notice of Filing of an Advance Notice Concerning Enhancements to the Risk Management Framework Applied to the Clearance of Confirmed Trades Executed in Extended and Overnight Trading Sessions

Release Number

34-73343

SEC Issue Date

Oct. 14, 2014

Federal Register Publish Date

Oct. 20, 2014

Document Citation

79 FR 62684

Resources

Notice Rule: SEC Issued Version (pdf 67.7 KB)

Notice Rule: Federal Register Version

Rel. No. 34-73710

Last Reviewed or Updated: Oct. 14, 2014

Resources

Notice Rule: SEC Issued Version (pdf 6.15 KB)

Notice Rule: Federal Register Version

Rel. No. 34-73343

Details

Public Comments Due

Nov. 10, 2014

File Number

SR-OCC-2014-805

Rule Type

Notice

Release Number

34-73710

SEC Issue Date

Dec. 1, 2014

Federal Register Publish Date

Dec. 5, 2014

Document Citation

79 FR 72225

Rules & Regulations

Enforcement & Litigation

Compliance

Notice Concerning Enhancements to the Risk Management Framework Applied to the Clearance of Confirmed Trades Executed in Extended and Overnight Trading Sessions

Resources

Resources

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Notice Concerning Enhancements to the Risk Management Framework Applied to the Clearance of Confirmed Trades Executed in Extended and Overnight Trading Sessions

Notice Rule (34-73343)

Resources

Resources

Details