Notice Rule

Notice To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes

Registered Clearing Agencies, The Options Clearing Corporation (OCC-AN)

Title

Notice of Filing of an Advance Notice to Better Manage Risks Concentration and Other Risks Associated with Accepting Deposits of Common Stocks for Margin Purposes

Release Number

34-72803

SEC Issue Date

Aug. 11, 2014

Federal Register Publish Date

Aug. 15, 2014

Document Citation

79 FR 48285

Resources

Notice Rule: SEC Issued Version (pdf 136.47 KB)

Notice Rule: Federal Register Version

Request for Additional Information

Rel. No. 34-73482

Last Reviewed or Updated: Aug. 11, 2014

Resources

Notice Rule: SEC Issued Version (pdf 163.11 KB)

Notice Rule: Federal Register Version

Rel. No. 34-72803

Details

Public Comments Due

Sept. 5, 2014

File Number

SR-OCC-2014-803

Rule Type

Notice

Release Number

34-73482

SEC Issue Date

Oct. 31, 2014

Federal Register Publish Date

Nov. 6, 2014

Document Citation

79 FR 66018

Rules & Regulations

Enforcement & Litigation

Compliance

Notice To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes

Resources

Resources

Details

More in this Section

Notice To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes

Notice Rule (34-72803)

Resources

Resources

Details