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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify OCC's Existing Policy Regarding Use of Clearing Fund Assets in Anticipation of a Clearing Member Default

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2013-20

Last Reviewed or Updated: Nov. 25, 2013

Resources

Notice Rule: SEC Issued Version (pdf 35.36 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 23, 2013

File Number

SR-OCC-2013-20

Rule Type

Notice

Release Number

34-70935

SEC Issue Date

Nov. 25, 2013

Federal Register Publish Date

Dec. 2, 2013

Document Citation

78 FR 72135

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify OCC's Existing Policy Regarding Use of Clearing Fund Assets in Anticipation of a Clearing Member Default

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify OCC's Existing Policy Regarding Use of Clearing Fund Assets in Anticipation of a Clearing Member Default

Public Comments

Resources

Details