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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc.

National Securities Exchanges, NYSE National, Inc. (NYSENAT)

Public Comments

Submit a Comment on SR-NYSENAT-2020-31

View Received Comments

Last Reviewed or Updated: Oct. 8, 2020

Resources

Notice Rule: SEC Issued Version (pdf 172.31 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 4, 2020

File Number

SR-NYSENAT-2020-31

Rule Type

Notice

Release Number

34-90137

SEC Issue Date

Oct. 8, 2020

Federal Register Publish Date

Oct. 14, 2020

Document Citation

85 FR 65087

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc.

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc.

Public Comments

Resources

Details