Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Payment of Compensation and Rebates, and Research Analyst Attestation Requirements in Order To Harmonize With Certain FINRA Rules and Make Other Conforming Changes

National Securities Exchanges, NYSE MKT (NYSEMKT)

Public Comments

Last Reviewed or Updated: Nov. 3, 2016

Public Comments Due

Nov. 30, 2016

File Number

SR-NYSEMKT-2016-90

Rule Type

Notice

Release Number

34-79231

SEC Issue Date

Nov. 3, 2016

Federal Register Publish Date

Nov. 9, 2016

Document Citation

81 FR 78880