Title
Notice for Securities Industry Registration ("U5")
Release Number
34-78598
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 57642
Order Rule
Notice for Securities Industry Registration
National Securities Exchanges, NYSE MKT (NYSEMKT)
Title
Order Approving Proposed Rule Changes To Extend the Time Within Which a Member, Member Organization, an ATP Holder, OTP Holder, or OTP Firm Must File a Uniform Termination Notice for Securities Industry Registration ("Form U5")
Release Number
34-80154
SEC Issue Date
Federal Register Publish Date
Document Citation
82 FR 13161
Title
Notice for Securities Industry Registration
Release Number
34-78198
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 44363
Title
Notice for Securities Industry Registration ("Form U5") and Any Amendments Thereto
Release Number
34-79645
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 95679
Last Reviewed or Updated: June 30, 2016
Resources
Details
Public Comments Due
File Number
SR-NYSEMKT-2016-52
Rule Type
Order
Release Number
34-79055
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 70460
Public Comments