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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the New York Stock Exchange LLC and Certain Conforming and Technical Changes

National Securities Exchanges, NYSE MKT (NYSEMKT)

Last Reviewed or Updated: Feb. 26, 2016

Resources

Notice Rule: SEC Issued Version (pdf 416.75 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 24, 2016

File Number

SR-NYSEMKT-2016-30

Rule Type

Notice

Release Number

34-77241

SEC Issue Date

Feb. 26, 2016

Federal Register Publish Date

March 3, 2016

Document Citation

81 FR 11311

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the New York Stock Exchange LLC and Certain Conforming and Technical Changes

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the New York Stock Exchange LLC and Certain Conforming and Technical Changes

Resources

Details