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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Establish the Securities Trader and Securities Trader Principal Registration Categories

National Securities Exchanges, NYSE MKT (NYSEMKT)

Public Comments

Submit a Comment on SR-NYSEMKT-2015-100

Last Reviewed or Updated: Dec. 8, 2015

Resources

Notice Rule: SEC Issued Version (pdf 118.78 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 4, 2016

File Number

SR-NYSEMKT-2015-100

Rule Type

Notice

Release Number

34-76579

SEC Issue Date

Dec. 8, 2015

Federal Register Publish Date

Dec. 11, 2015

Document Citation

80 FR 77058

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Establish the Securities Trader and Securities Trader Principal Registration Categories

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Establish the Securities Trader and Securities Trader Principal Registration Categories

Public Comments

Resources

Details