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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 to Rule 341 To Specify the Registration and Examination Requirements for Certain Persons Engaged in Supervisory Activities

National Securities Exchanges, NYSE MKT (NYSEMKT)

Last Reviewed or Updated: Sept. 22, 2014

Resources

Notice Rule: SEC Issued Version (pdf 50.81 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 17, 2014

File Number

SR-NYSEMKT-2014-78

Rule Type

Notice

Release Number

34-73159

SEC Issue Date

Sept. 22, 2014

Federal Register Publish Date

Sept. 26, 2014

Document Citation

79 FR 57997

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 to Rule 341 To Specify the Registration and Examination Requirements for Certain Persons Engaged in Supervisory Activities

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 to Rule 341 To Specify the Registration and Examination Requirements for Certain Persons Engaged in Supervisory Activities

Resources

Details