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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 971.1NY(c)(4)(D) To Add Specificity Regarding When a Customer Best Execution Auction Would Conclude Early

National Securities Exchanges, NYSE MKT (NYSEMKT)

Last Reviewed or Updated: June 13, 2014

Resources

Notice Rule: SEC Issued Version (pdf 130.13 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 10, 2014

File Number

SR-NYSEMKT-2014-51

Rule Type

Notice

Release Number

34-72389

SEC Issue Date

June 13, 2014

Federal Register Publish Date

June 19, 2014

Document Citation

79 FR 35201

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 971.1NY(c)(4)(D) To Add Specificity Regarding When a Customer Best Execution Auction Would Conclude Early

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 971.1NY(c)(4)(D) To Add Specificity Regarding When a Customer Best Execution Auction Would Conclude Early

Resources

Details