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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 104-Equities and 123C-Equities To Specify That Closings May Be Effectuated Manually or Electronically

National Securities Exchanges, NYSE MKT (NYSEMKT)

Public Comments

Submit a Comment on SR-NYSEMKT-2013-99

Last Reviewed or Updated: Dec. 16, 2013

Resources

Notice Rule: SEC Issued Version (pdf 40.13 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 10, 2014

File Number

SR-NYSEMKT-2013-99

Rule Type

Notice

Release Number

34-71085

SEC Issue Date

Dec. 16, 2013

Federal Register Publish Date

Dec. 20, 2013

Document Citation

78 FR 77183

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 104-Equities and 123C-Equities To Specify That Closings May Be Effectuated Manually or Electronically

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 104-Equities and 123C-Equities To Specify That Closings May Be Effectuated Manually or Electronically

Public Comments

Resources

Details