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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned

National Securities Exchanges, NYSE MKT (NYSEMKT)

Last Reviewed or Updated: Jan. 23, 2013

Resources

Notice Rule: SEC Issued Version (pdf 75.12 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 19, 2013

File Number

SR-NYSEMKT-2013-02

Rule Type

Notice

Release Number

34-68710

SEC Issue Date

Jan. 23, 2013

Federal Register Publish Date

Jan. 29, 2013

Document Citation

78 FR 6152

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned

Resources

Details