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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 428(a), Which Addresses Telephone Solicitation, and Amending NYSE MKT LLC Rule 429, Which Addresses Telemarketing, To Adopt New Rule Text To Conform to FINRA's Telemarketing Rule

National Securities Exchanges, NYSE MKT (NYSEMKT)

Last Reviewed or Updated: July 10, 2012

Resources

Notice Rule: SEC Issued Version (pdf 124.77 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 6, 2012

File Number

SR-NYSEMKT-2012-04

Rule Type

Notice

Release Number

34-67371

SEC Issue Date

July 10, 2012

Federal Register Publish Date

July 16, 2012

Document Citation

77 FR 41824

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 428(a), Which Addresses Telephone Solicitation, and Amending NYSE MKT LLC Rule 429, Which Addresses Telemarketing, To Adopt New Rule Text To Conform to FINRA's Telemarketing Rule

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 428(a), Which Addresses Telephone Solicitation, and Amending NYSE MKT LLC Rule 429, Which Addresses Telemarketing, To Adopt New Rule Text To Conform to FINRA's Telemarketing Rule

Resources

Details