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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 440A-Equities, Which Addresses Telemarketing, and Adopting New NYSE MKT LLC Rule 3230-Equities, To Conform to FINRA's Telemarketing Rule

National Securities Exchanges, NYSE MKT (NYSEMKT)

Last Reviewed or Updated: July 10, 2012

Resources

Notice Rule: SEC Issued Version (pdf 129.45 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 6, 2012

File Number

SR-NYSEMKT-2012-03

Rule Type

Notice

Release Number

34-67375

SEC Issue Date

July 10, 2012

Federal Register Publish Date

July 16, 2012

Document Citation

77 FR 41859

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 440A-Equities, Which Addresses Telemarketing, and Adopting New NYSE MKT LLC Rule 3230-Equities, To Conform to FINRA's Telemarketing Rule

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 440A-Equities, Which Addresses Telemarketing, and Adopting New NYSE MKT LLC Rule 3230-Equities, To Conform to FINRA's Telemarketing Rule

Resources

Details