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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees and Others

National Securities Exchanges, NYSE Chicago, Inc. (NYSECHX)

Last Reviewed or Updated: April 26, 2019

Resources

Notice Rule: SEC Issued Version (pdf 126.04 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

May 23, 2019

File Number

SR-NYSECHX-2019-06

Rule Type

Notice

Release Number

34-85738

SEC Issue Date

April 26, 2019

Federal Register Publish Date

May 2, 2019

Document Citation

84 FR 18895

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees and Others

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees and Others

Resources

Details