Notice Rule

Notice of Filing of Proposed Rule Change To Adopt New NYSE Arca Rule 5.3-E(p) To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation

National Securities Exchanges, NYSE Arca (NYSEARCA)

Public Comments

Submit a Comment on SR-NYSEARCA-2023-20

Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Arca Rule 5.3-E(p) to Establish Listing Standards Related to Recovery of Erroneously Awarded -Based Ex
Release Number
34-97690
SEC Issue Date
Federal Register Publish Date

Resources

Notice Rule: SEC Issued Version (pdf 217.96 KB)
Exhibit 5

Title
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New NYSE Arca Rule 5.3-E(p) to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Release Number
34-97362
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 114.05 KB)

Last Reviewed or Updated: Oct. 9, 2024