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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217

National Securities Exchanges, NYSE Arca (NYSEARCA)

Public Comments

Submit a Comment on SR-NYSEARCA-2020-66

Last Reviewed or Updated: July 28, 2020

Resources

Notice Rule: SEC Issued Version (pdf 174.64 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 24, 2020

File Number

SR-NYSEARCA-2020-66

Rule Type

Notice

Release Number

34-89415

SEC Issue Date

July 28, 2020

Federal Register Publish Date

Aug. 3, 2020

Document Citation

85 FR 46772

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217

Public Comments

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217

Public Comments

Resources

Details