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Notice Rule

Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Equity Trading Permit Holders, Options Trading Permit Holders or OTP Firms

National Securities Exchanges, NYSE Arca (NYSEARCA)

Public Comments

Submit a Comment on SR-NYSEARCA-2018-71

Last Reviewed or Updated: Oct. 10, 2018

Resources

Notice Rule: SEC Issued Version (pdf 227.95 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 6, 2018

File Number

SR-NYSEARCA-2018-71

Rule Type

Notice

Release Number

34-84389

SEC Issue Date

Oct. 10, 2018

Federal Register Publish Date

Oct. 16, 2018

Document Citation

83 FR 52272

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Equity Trading Permit Holders, Options Trading Permit Holders or OTP Firms

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Equity Trading Permit Holders, Options Trading Permit Holders or OTP Firms

Public Comments

Resources

Details