Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(k) and 7.23(a)(1) To Modify Certain Characteristics of the Q Order and Clarify the Interest Eligible for Satisfaction of a Market Maker's Two-Sided Obligation

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Dec. 6, 2010

Resources

Notice Rule: SEC Issued Version (pdf 50.16 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 3, 2011

File Number

SR-NYSEArca-2010-112

Rule Type

Notice

Release Number

34-63440

SEC Issue Date

Dec. 6, 2010

Federal Register Publish Date

Dec. 10, 2010

Document Citation

75 FR 77031

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(k) and 7.23(a)(1) To Modify Certain Characteristics of the Q Order and Clarify the Interest Eligible for Satisfaction of a Market Maker's Two-Sided Obligation

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(k) and 7.23(a)(1) To Modify Certain Characteristics of the Q Order and Clarify the Interest Eligible for Satisfaction of a Market Maker's Two-Sided Obligation

Resources

Details