Order Rule

Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its "List of Equities Rule Violations and Fines Applicable Thereto"

National Securities Exchanges, NYSE Amex (NYSEAmex)

Title

Release Number

34-66481

SEC Issue Date

Feb. 28, 2012

Federal Register Publish Date

March 5, 2012

Document Citation

77 FR 13159

Resources

Notice Rule: SEC Issued Version (pdf 92.6 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-66809

Last Reviewed or Updated: Feb. 28, 2012

Resources

Order Rule: SEC Issued Version (pdf 84.27 KB)

Order Rule: Federal Register Version

Rel. No. 34-66481

Details

Public Comments Due

March 26, 2012

File Number

SR-NYSEAmex-2012-10

Rule Type

Order

Release Number

34-66809

SEC Issue Date

April 13, 2012

Federal Register Publish Date

April 19, 2012

Document Citation

77 FR 23532

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its "List of Equities Rule Violations and Fines Applicable Thereto"

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its "List of Equities Rule Violations and Fines Applicable Thereto"

Notice Rule (34-66481)

Resources

Resources

Details