Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 319, Which Addresses Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360

National Securities Exchanges, NYSE Amex (NYSEAmex)

Last Reviewed or Updated: Feb. 16, 2012

Resources

Notice Rule: SEC Issued Version (pdf 47.74 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 15, 2012

File Number

SR-NYSEAMEX-2012-08

Rule Type

Notice

Release Number

34-66412

SEC Issue Date

Feb. 16, 2012

Federal Register Publish Date

Feb. 23, 2012

Document Citation

77 FR 10791

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 319, Which Addresses Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 319, Which Addresses Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360

Resources

Details