Notice Rule

Notice of Filing of Proposed Rule Change To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers

National Securities Exchanges, NYSE Amex (NYSEAmex)

Title
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and to Permit Designated Market Makers and Floor Brokers Access
Release Number
34-66397
SEC Issue Date
Federal Register Publish Date
Document Citation

77 FR 10586

Resources

Order Rule: SEC Issued Version (pdf 71.27 KB)
Order Rule: Federal Register Version
Rel. No. 34-67437
Rel. No. 34-66981
Rel. No. 34-66036
Rel. No. 34-65736
Rel. No. 34-65735
View Received Comments

Title
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers
Release Number
34-66036
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 82011

Resources

Notice Rule: SEC Issued Version (pdf 23.33 KB)
Notice Rule: Federal Register Version
Rel. No. 34-67437
Rel. No. 34-66981
Rel. No. 34-66397
Rel. No. 34-65736
Rel. No. 34-65735

Title
Order Disapproving Proposed Rule Changes to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and to Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information
Release Number
34-67437
SEC Issue Date
Federal Register Publish Date
Document Citation

77 FR 42525

Resources

Order Rule: SEC Issued Version (pdf 83.96 KB)
Order Rule: Federal Register Version
Rel. No. 34-66981
Rel. No. 34-66397
Rel. No. 34-66036
Rel. No. 34-65736

Last Reviewed or Updated: Nov. 10, 2011