Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 351(a)-(d) and Supplementary Material .10 and .13, Adopting the Text of FINRA Rule 4530, and Making Certain Conforming Changes

National Securities Exchanges, NYSE Amex (NYSEAmex)

Last Reviewed or Updated: June 30, 2011

Resources

Notice Rule: SEC Issued Version (pdf 48.39 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 28, 2011

File Number

SR-NYSEAMEX-2011-42

Rule Type

Notice

Release Number

34-64784

SEC Issue Date

June 30, 2011

Federal Register Publish Date

July 7, 2011

Document Citation

76 FR 39947

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 351(a)-(d) and Supplementary Material .10 and .13, Adopting the Text of FINRA Rule 4530, and Making Certain Conforming Changes

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 351(a)-(d) and Supplementary Material .10 and .13, Adopting the Text of FINRA Rule 4530, and Making Certain Conforming Changes

Resources

Details