Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto

National Securities Exchanges, NYSE Amex (NYSEAmex)

Last Reviewed or Updated: Sept. 20, 2010

Resources

Notice Rule: SEC Issued Version (pdf 40.63 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 15, 2010

File Number

SR-NYSEAmex-2010-94

Rule Type

Notice

Release Number

34-62941

SEC Issue Date

Sept. 20, 2010

Federal Register Publish Date

Sept. 24, 2010

Document Citation

75 FR 58464

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto

Resources

Details