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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452-NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide Regarding Broker Discretionary Voting for Election of Directors and on Material Amendments to Investment Advisory Contracts

National Securities Exchanges, NYSE Amex (NYSEAmex)

Last Reviewed or Updated: Jan. 5, 2010

Resources

Notice Rule: SEC Issued Version (pdf 143.47 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 2, 2010

File Number

SR-NYSEAmex-2009-93

Rule Type

Notice

Release Number

34-61292

SEC Issue Date

Jan. 5, 2010

Federal Register Publish Date

Jan. 12, 2010

Document Citation

75 FR 1664

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452-NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide Regarding Broker Discretionary Voting for Election of Directors and on Material Amendments to Investment Advisory Contracts

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452-NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide Regarding Broker Discretionary Voting for Election of Directors and on Material Amendments to Investment Advisory Contracts

Resources

Details